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BROKER–DEALERS: Fewer Than 1,000 Advisors Practice Management
REGAL FINANCIAL GROUP
Increase Your Quality of Life Program
360 degree look at an individual practice. Regal mutually examines the art and science of the modern day financial service practice and design three solutions for three challenges facing the individual practice. The duration of the program could be a day or take a year based on the complexity of the challenge/result. Sessions are powerful and direct bringing
the resources of our firm and subject matter experts to create working plans with actionable timelines. Prospecting, service, personal mantras, corporate directives and upholding the fiduciary standards of the industry, are just some of the topics. Each advisors has their own design on their view of life, whether it is acquiring assets or building a transition to sale. Our IQL process builds an executable plan(s) that delivers results.
As a full service broker dealer and RIA of 130 reps and 40 full time employees. Regal has scale yet operates like a small family centered entrepreneurial group. The industry is complex and requires many different skill sets to create work / life balance. Regal’s innovative IQL (Increase your Quality of Life) examines, the marketing, compliance, and operations of an individual’s practice. We do a diagnostic dive on the finances, demographics, skill set, and physcological profile of the advisors and create a workable plan to get the affiliate working toward their goals as identified by our analysis and the advisors goals. We prioritize the initiatives with timelines, and hold the process and advisor accountable to accomplish the goals. The reviews and results are impressive moving both the advisor and the firm to new collective heights.
www.regal-holdings.com
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WealthManagement.com
*NOTE: Company descriptions are effective as of the date of nomination submission (February – May 2023). For updated facts and figures since that timeframe, please contact the nominated company.
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