Best of the Best 2023

VIEW TABLE OF CONTENTS

BROKER-DEALERS: 1,000 Advisors or More Service

LPL FINANCIAL

Tax Planning, Research and Scenario Analysis

LPL Tax Planning is standardizing a highly fractured need of advisors and their clients. It simplifies highly complex tax planning opportunities by providing a repeatable framework of analysis and delivery. This offering can provide immediate tax planning benefits to an advisor individually as well as to their practice. By first conferring the benefits of tax planning opportunities to advisors, this process helps coach them to begin proactively identifying tax planning opportunities. This process of proactive identification of tax issues provides an edge when serving their current book of business. Incorporating

tax planning into their practice also provides a key differentiating service when prospecting and competing for new business.

LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that LPL should work for advisors and enterprises, and not the other way around. Today, LPL is a leader in the markets we serve, serving nearly 22,000 financial advisors, including advisors at approximately 1,100 enterprises and at approximately 550 registered investment advisor (“RIA”) firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and enterprise leaders have the freedom they deserve to choose the business model, services and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and enterprises, so they can take care of their clients.

www.lpl.com

73

WealthManagement.com

*NOTE: Company descriptions are effective as of the date of nomination submission (February – May 2023). For updated facts and figures since that timeframe, please contact the nominated company.

Powered by