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BROKER-DEALERS: 1,000 Advisors or More Practice Management
LPL FINANCIAL
Partial Book Sales
Whether in growth mode or evolving their niche, financial advisors may wish to create capacity so they can focus on what matters most to their book of business. LPL’s Partial Book Sales makes right-sizing their practice easy and ensures former clients seamlessly transition to LPL’s Investor Focused Solutions team for ongoing advice and care. An advisor decides which accounts they’d like to transfer and uses LPL’s new automated process to transfer accounts through the intuitive Partial Book Sales tool. Its user-friendly interface helps
them make informed decisions about their book’s future shape without the guesswork, time delays, and negotiations typically associated with a traditional M&A deal between financial advisors.
LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that LPL should work for advisors and enterprises, and not the other way around. Today, LPL is a leader in the markets we serve, serving nearly 22,000 financial advisors, including advisors at approximately 1,100 enterprises and at approximately 550 registered investment advisor (“RIA”) firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and enterprise leaders have the freedom they deserve to choose the business model, services and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and enterprises, so they can take care of their clients.
www.lpl.com
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WealthManagement.com
*NOTE: Company descriptions are effective as of the date of nomination submission (February – May 2023). For updated facts and figures since that timeframe, please contact the nominated company.
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