Best of the Best 2023

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TECHNOLOGY PROVIDERS Rebalancing

SMARTX ADVISORY SOLUTIONS

Automated Trade Builder & Rebalancer

The SMArtX rebalancer is designed to eliminate the need for manually generated orders for all client portfolios leveraging UMA. Our rebalancing capabilities automatically execute manager implemented model changes so that orders are automatically built, and available for order routing. Across sleeves, the SMArtX rebalancing optimization tools alert advisors when a sleeve and/or the entire portfolio has drifted outside of its personalized thresholds, recommending the advisor to take action to bring the account back in line. The advisor can implement the rebalancing across all portfolios simultaneously, which results in SMArtX automatically generating the necessary orders to bring the portfolios back in line with their target allocations. All orders are then available to route for execution.

SMArtX Advisory Solutions is an award-winning unified managed accounts technology provider and manages SMArtX, a turnkey asset management platform (‘TAMP’). SMArtX’s API-first, cloud-native technology operates within a modular, micro-services architecture, providing clients a tailored solution catered to their unique specifications. SMArtX licenses its proprietary technology to enterprise firms looking to create, customize, or upgrade their existing managed accounts technology as a standalone or fully integrated solution. In working with Home Offices, SMArtX offers a customized platform with control and insights across firms, accounts, and sleeves. For individual RIAs, SMArtX is available as an off-the-shelf TAMP for advisors seeking wider selection of investment product and ease of use, while automating the investment processes and simplifying the everyday tasks of managing client accounts. Finally, SMArtX provides asset managers with a singular, scalable distribution center with intra- day execution of model updates to promote uniformity of performance returns across accounts and custodians.

231 WealthManagement.com

*NOTE: Company descriptions are effective as of the date of nomination submission (February – May 2023). For updated facts and figures since that timeframe, please contact the nominated company.

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